UNDERWRITING LEAGUE
Below are the yearly and quarterly SPAC IPO league tables.
All data is initially shown ranked by volume, but the columns are sort-able by clicking on the arrow keys (??) in the column headers.
- YTD 2021
- FY 2020
- Q1 2020
- Q2 2020
- Q3 2020
- Q4 2020
- 1H 2020
- FY 2019
- Q1 2019
- Q2 2019
- Q3 2019
- Q4 2019
- 1H 2019
- FY 2018
- Q1 2018
- Q2 2018
- Q3 2018
- Q4 2018
- 1H 2018
- 2017
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | ABN AMRO | 143.8 | 0.1 | 43.8 | 0.0 | 1 | 143.8 |
| 1 | Allen & Co. | 787.5 | 0.3 | 267.5 | 0.2 | 3 | 262.5 |
| 1 | Alliance Global Partners | 402.5 | 0.1 | 343.1 | 0.3 | 3 | 134.2 |
| 1 | Apollo Global Securities | 345.0 | 0.1 | 75.0 | 0.1 | 1 | 345.0 |
| 1 | B. Riley Securities | 2,262.5 | 0.8 | 1,818.0 | 1.4 | 11 | 205.7 |
| 1 | Barclays | 14,883.5 | 5.5 | 5,705.5 | 4.3 | 44 | 338.3 |
| 1 | Berenberg | 230.0 | 0.1 | 40.0 | 0.0 | 1 | 230.0 |
| 1 | BMO Capital Markets | 1,602.3 | 0.6 | 703.5 | 0.5 | 7 | 228.9 |
| 1 | BofA Securities, Inc. | 16,105.9 | 6.0 | 5,594.1 | 4.2 | 43 | 374.6 |
| 1 | Brookline Capital Markets | 422.1 | 0.2 | 93.8 | 0.1 | 6 | 70.4 |
| 1 | BTIG | 6,362.1 | 2.4 | 2,983.7 | 2.3 | 23 | 276.6 |
| 1 | Canaccord Genuity LLC | 437.0 | 0.2 | 260.0 | 0.2 | 2 | 218.5 |
| 1 | Cantor Fitzgerald | 15,350.7 | 5.7 | 11,201.9 | 8.5 | 57 | 269.3 |
| 1 | CastleOak Securities, L.P. | 1,000.0 | 0.4 | 17.4 | 0.0 | 1 | 1,000.0 |
| 1 | Chardan | 1,830.7 | 0.7 | 1,608.5 | 1.2 | 17 | 107.7 |
| 1 | CIBC Capital Markets | 414.0 | 0.2 | 36.0 | 0.0 | 1 | 414.0 |
| 1 | Citigroup | 38,195.5 | 14.1 | 19,707.7 | 14.9 | 103 | 370.8 |
| 1 | CODE Advisors | 633.0 | 0.2 | 188.0 | 0.1 | 3 | 211.0 |
| 1 | Cowen and Company | 5,939.3 | 2.2 | 3,130.5 | 2.4 | 19 | 312.6 |
| 1 | Craig-Hallum Capital Group | 882.2 | 0.3 | 340.0 | 0.3 | 7 | 126.0 |
| 1 | Credit Suisse | 22,519.8 | 8.3 | 10,960.8 | 8.3 | 59 | 381.7 |
| 1 | Deutsche Bank Securities | 14,039.6 | 5.2 | 6,368.3 | 4.8 | 37 | 379.4 |
| 1 | Drexel Hamilton | 345.0 | 0.1 | 15.0 | 0.0 | 1 | 345.0 |
| 1 | EarlyBirdCapital, Inc. | 4,769.9 | 1.8 | 2,916.4 | 2.2 | 25 | 190.8 |
| 1 | EF Hutton | 2,826.9 | 1.0 | 1,446.5 | 1.1 | 24 | 117.8 |
| 1 | Evercore ISI | 3,182.0 | 1.2 | 1,102.1 | 0.8 | 11 | 289.3 |
| 1 | Exos Securities LLC | 230.0 | 0.1 | 60.0 | 0.0 | 1 | 230.0 |
| 1 | Futu Securities | 339.3 | 0.1 | 4.5 | 0.0 | 1 | 339.3 |
| 1 | Goldman Sachs | 25,663.3 | 9.5 | 13,696.1 | 10.3 | 64 | 401.0 |
| 1 | Guggenheim Securities | 2,376.4 | 0.9 | 990.1 | 0.7 | 6 | 396.1 |
| 1 | I-Bankers Securities, Inc. | 1,346.3 | 0.5 | 605.9 | 0.5 | 8 | 168.3 |
| 1 | Imperial Capital | 546.3 | 0.2 | 389.4 | 0.3 | 3 | 182.1 |
| 1 | Ingalls & Snyder | 44.9 | 0.0 | 3.0 | 0.0 | 1 | 44.9 |
| 1 | Intrepid Partners | 461.3 | 0.2 | 200.0 | 0.2 | 2 | 230.6 |
| 1 | J.P. Morgan | 15,119.7 | 5.6 | 5,956.3 | 4.5 | 40 | 378.0 |
| 1 | Jefferies | 11,505.4 | 4.3 | 7,913.6 | 6.0 | 43 | 267.6 |
| 1 | JMP Securities | 230.0 | 0.1 | 40.0 | 0.0 | 1 | 230.0 |
| 1 | Kempen & Co. | 127.5 | 0.0 | 27.0 | 0.0 | 1 | 127.5 |
| 1 | Kingswood Capital Markets | 288.1 | 0.1 | 257.5 | 0.2 | 2 | 144.0 |
| 1 | Ladenburg Thalmann | 861.6 | 0.3 | 419.7 | 0.3 | 8 | 107.7 |
| 1 | Lake Street | 126.5 | 0.0 | 16.5 | 0.0 | 1 | 126.5 |
| 1 | LionTree | 542.3 | 0.2 | 115.0 | 0.1 | 2 | 271.2 |
| 1 | Loop Capital Markets | 495.0 | 0.2 | 45.0 | 0.0 | 2 | 247.5 |
| 1 | Maxim Group | 1,811.8 | 0.7 | 1,555.0 | 1.2 | 16 | 113.2 |
| 1 | Mizuho Securities | 2,664.0 | 1.0 | 1,483.7 | 1.1 | 11 | 242.2 |
| 1 | Moelis & Company | 2,056.5 | 0.8 | 503.2 | 0.4 | 9 | 228.5 |
| 1 | Morgan Stanley | 16,190.6 | 6.0 | 7,714.0 | 5.8 | 45 | 359.8 |
| 1 | Needham & Company | 931.9 | 0.3 | 200.5 | 0.2 | 4 | 233.0 |
| 1 | Network 1 Financial Securities, Inc. | 57.5 | 0.0 | 7.0 | 0.0 | 1 | 57.5 |
| 1 | Nomura | 1,193.4 | 0.4 | 370.7 | 0.3 | 6 | 198.9 |
| 1 | Northland Capital Markets | 835.0 | 0.3 | 152.8 | 0.1 | 3 | 278.3 |
| 1 | Odeon Capital Group | 530.0 | 0.2 | 138.3 | 0.1 | 2 | 265.0 |
| 1 | Oppenheimer & Co. | 2,168.7 | 0.8 | 1,284.9 | 1.0 | 10 | 216.9 |
| 1 | Piper Sandler | 862.5 | 0.3 | 175.0 | 0.1 | 3 | 287.5 |
| 1 | PJT Partners | 1,149.4 | 0.4 | 285.0 | 0.2 | 3 | 383.1 |
| 1 | R. F. Lafferty & Co. | 89.2 | 0.0 | 8.0 | 0.0 | 2 | 44.6 |
| 1 | Raymond James | 552.0 | 0.2 | 360.0 | 0.3 | 3 | 184.0 |
| 1 | RBC Capital Markets | 2,692.5 | 1.0 | 1,442.5 | 1.1 | 9 | 299.2 |
| 1 | Robert W. Baird & Co. | 230.0 | 0.1 | 20.0 | 0.0 | 1 | 230.0 |
| 1 | Roth Capital Partners | 594.7 | 0.2 | 265.0 | 0.2 | 6 | 99.1 |
| 1 | Scotiabank | 259.1 | 0.1 | 12.0 | 0.0 | 1 | 259.1 |
| 1 | Seaport Global Securities | 130.0 | 0.0 | 130.0 | 0.1 | 1 | 130.0 |
| 1 | Siebert Williams Shank | 961.0 | 0.4 | 25.7 | 0.0 | 3 | 320.3 |
| 1 | SMBC Nikko | 125.0 | 0.0 | 21.7 | 0.0 | 1 | 125.0 |
| 1 | SoFi | 259.1 | 0.1 | 12.0 | 0.0 | 1 | 259.1 |
| 1 | Sova Capital Limited | 172.5 | 0.1 | 71.3 | 0.1 | 1 | 172.5 |
| 1 | Stephens Inc. | 483.0 | 0.2 | 210.0 | 0.2 | 2 | 241.5 |
| 1 | Stifel, Nicolaus & Company | 3,100.4 | 1.1 | 1,696.0 | 1.3 | 14 | 221.5 |
| 1 | TD Securities | 172.5 | 0.1 | 22.5 | 0.0 | 1 | 172.5 |
| 1 | ThinkEquity | 345.0 | 0.1 | 220.0 | 0.2 | 3 | 115.0 |
| 1 | Tiger Brokers | 186.9 | 0.1 | 127.0 | 0.1 | 3 | 62.3 |
| 1 | Truist Securities | 200.0 | 0.1 | 20.0 | 0.0 | 1 | 200.0 |
| 1 | UBS Investment Bank | 9,007.1 | 3.3 | 4,507.7 | 3.4 | 26 | 346.4 |
| 1 | Wells Fargo Securities | 3,239.9 | 1.2 | 1,559.6 | 1.2 | 14 | 231.4 |
| 1 | William Blair | 855.5 | 0.3 | 237.3 | 0.2 | 4 | 213.9 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | Allen & Co. | 300.0 | 0.2 | 150.0 | 0.2 | 1 | 300.0 |
| 1 | Apollo Global Securities | 816.8 | 0.5 | 150.0 | 0.2 | 1 | 816.8 |
| 1 | B. Riley Securities | 1,254.0 | 0.8 | 1,158.0 | 1.6 | 6 | 209.0 |
| 1 | Barclays | 4,371.8 | 2.8 | 1,495.9 | 2.1 | 14 | 312.3 |
| 1 | BofA Securities, Inc. | 7,451.6 | 4.8 | 2,609.9 | 3.7 | 18 | 414.0 |
| 1 | BTIG | 2,070.7 | 1.3 | 864.9 | 1.2 | 8 | 258.8 |
| 1 | Cantor Fitzgerald | 7,856.0 | 5.1 | 5,630.9 | 8.0 | 25 | 314.2 |
| 1 | Chardan | 1,370.6 | 0.9 | 1,073.5 | 1.5 | 11 | 124.6 |
| 1 | Citigroup | 22,933.8 | 14.9 | 8,818.6 | 12.5 | 40 | 573.3 |
| 1 | Cowen and Company | 2,571.7 | 1.7 | 1,253.1 | 1.8 | 9 | 285.7 |
| 1 | Craig-Hallum Capital Group | 191.5 | 0.1 | 87.5 | 0.1 | 2 | 95.8 |
| 1 | Credit Suisse | 19,714.8 | 12.8 | 12,481.1 | 17.7 | 41 | 480.8 |
| 1 | Deutsche Bank Securities | 10,061.4 | 6.5 | 4,795.5 | 6.8 | 24 | 419.2 |
| 1 | EarlyBirdCapital, Inc. | 1,756.3 | 1.1 | 1,087.0 | 1.5 | 11 | 159.7 |
| 1 | Evercore ISI | 828.0 | 0.5 | 694.8 | 1.0 | 2 | 414.0 |
| 1 | Goldman Sachs | 15,634.7 | 10.2 | 6,941.0 | 9.8 | 31 | 504.3 |
| 1 | H.C. Wainwright & Co. | 104.8 | 0.1 | 30.0 | 0.0 | 1 | 104.8 |
| 1 | I-Bankers | 75.0 | 0.0 | 13.1 | 0.0 | 1 | 75.0 |
| 1 | I-Bankers Securities, Inc. | 613.0 | 0.4 | 366.0 | 0.5 | 5 | 122.6 |
| 1 | Imperial Capital | 247.5 | 0.2 | 163.1 | 0.2 | 2 | 123.8 |
| 1 | J.P. Morgan | 8,367.2 | 5.4 | 3,044.0 | 4.3 | 17 | 492.2 |
| 1 | Jefferies | 9,312.3 | 6.1 | 4,278.5 | 6.1 | 23 | 404.9 |
| 1 | JMP Securities | 373.8 | 0.2 | 43.1 | 0.1 | 2 | 186.9 |
| 1 | JonesTrading | 258.8 | 0.2 | 200.3 | 0.3 | 1 | 258.8 |
| 1 | Keefe, Bruyette & Woods | 230.0 | 0.1 | 20.0 | 0.0 | 1 | 230.0 |
| 1 | Ladenburg Thalmann | 307.9 | 0.2 | 133.2 | 0.2 | 4 | 77.0 |
| 1 | LifeSci Capital | 152.9 | 0.1 | 76.3 | 0.1 | 2 | 76.4 |
| 1 | Macquarie | 115.0 | 0.1 | 20.0 | 0.0 | 1 | 115.0 |
| 1 | Maxim Group | 307.2 | 0.2 | 265.5 | 0.4 | 4 | 76.8 |
| 1 | Mizuho Securities | 1,347.5 | 0.9 | 531.3 | 0.8 | 3 | 449.2 |
| 1 | Moelis & Company | 345.0 | 0.2 | 59.3 | 0.1 | 1 | 345.0 |
| 1 | Morgan Stanley | 9,644.6 | 6.3 | 3,680.1 | 5.2 | 23 | 419.3 |
| 1 | National Securites | 258.8 | 0.2 | 11.3 | 0.0 | 1 | 258.8 |
| 1 | Nomura | 430.0 | 0.3 | 212.0 | 0.3 | 2 | 215.0 |
| 1 | Northland Capital Markets | 460.0 | 0.3 | 30.0 | 0.0 | 2 | 230.0 |
| 1 | Odeon Capital Group | 1,179.0 | 0.8 | 181.0 | 0.3 | 4 | 294.8 |
| 1 | Oppenheimer & Co. | 1,032.8 | 0.7 | 485.5 | 0.7 | 6 | 172.1 |
| 1 | Piper Sandler & Co. | 237.8 | 0.2 | 202.5 | 0.3 | 1 | 237.8 |
| 1 | PJT Partners | 450.0 | 0.3 | 80.0 | 0.1 | 1 | 450.0 |
| 1 | Raymond James | 769.9 | 0.5 | 470.0 | 0.7 | 3 | 256.6 |
| 1 | RBC Capital Markets | 1,845.2 | 1.2 | 446.5 | 0.6 | 5 | 369.0 |
| 1 | Robert W. Baird & Co. | 480.0 | 0.3 | 45.0 | 0.1 | 2 | 240.0 |
| 1 | Roth Capital Partners | 191.5 | 0.1 | 87.5 | 0.1 | 2 | 95.8 |
| 1 | Stifel, Nicolaus & Company | 1,885.0 | 1.2 | 546.7 | 0.8 | 8 | 235.6 |
| 1 | SVB Leerink | 166.8 | 0.1 | 145.0 | 0.2 | 1 | 166.8 |
| 1 | ThinkEquity | 237.8 | 0.2 | 22.5 | 0.0 | 1 | 237.8 |
| 1 | UBS Investment Bank | 4,856.2 | 3.2 | 2,801.9 | 4.0 | 13 | 373.6 |
| 1 | UBS Securities | 6,137.8 | 4.0 | 1,221.3 | 1.7 | 9 | 682.0 |
| 1 | Wells Fargo Securities | 1,992.2 | 1.3 | 1,356.3 | 1.9 | 7 | 284.6 |
| 1 | William Blair | 275.0 | 0.2 | 59.4 | 0.1 | 1 | 275.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | Chardan | 123.1 | 1.8 | 109.5 | 3.4 | 2 | 61.6 |
| 1 | Citigroup | 1,100.0 | 16.1 | 630.0 | 19.4 | 1 | 1,100.0 |
| 1 | Credit Suisse | 506.0 | 7.4 | 440.0 | 13.5 | 2 | 253.0 |
| 1 | Deutsche Bank Securities | 1,345.0 | 19.7 | 603.0 | 18.6 | 3 | 448.3 |
| 1 | EarlyBirdCapital, Inc. | 241.5 | 3.5 | 100.0 | 3.1 | 1 | 241.5 |
| 1 | Goldman Sachs | 2,020.0 | 29.6 | 884.0 | 27.2 | 3 | 673.3 |
| 1 | I-Bankers Securities, Inc. | 138.0 | 2.0 | 56.5 | 1.7 | 1 | 138.0 |
| 1 | Imperial Capital | 172.5 | 2.5 | 120.0 | 3.7 | 1 | 172.5 |
| 1 | Jefferies | 230.0 | 3.4 | 66.0 | 2.0 | 1 | 230.0 |
| 1 | Maxim Group | 69.0 | 1.0 | 60.0 | 1.8 | 1 | 69.0 |
| 1 | Morgan Stanley | 425.0 | 6.2 | 100.0 | 3.1 | 1 | 425.0 |
| 1 | UBS Securities | 460.0 | 6.7 | 81.0 | 2.5 | 2 | 230.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 175.0 | 1.2 | 175.0 | 2.5 | 1 | 175.0 |
| 1 | BofA Securities, Inc. | 1,966.5 | 12.9 | 733.5 | 10.6 | 3 | 655.5 |
| 1 | Cantor Fitzgerald | 500.0 | 3.3 | 396.0 | 5.7 | 2 | 250.0 |
| 1 | Chardan | 143.7 | 0.9 | 134.0 | 1.9 | 2 | 71.9 |
| 1 | Citigroup | 2,154.0 | 14.2 | 754.0 | 10.9 | 4 | 538.5 |
| 1 | Cowen and Company | 414.0 | 2.7 | 180.0 | 2.6 | 1 | 414.0 |
| 1 | Craig-Hallum Capital Group | 76.5 | 0.5 | 37.5 | 0.5 | 1 | 76.5 |
| 1 | Credit Suisse | 3,484.5 | 22.9 | 2,179.5 | 31.6 | 5 | 696.9 |
| 1 | Deutsche Bank Securities | 345.0 | 2.3 | 150.0 | 2.2 | 1 | 345.0 |
| 1 | EarlyBirdCapital, Inc. | 146.0 | 1.0 | 116.0 | 1.7 | 2 | 73.0 |
| 1 | Goldman Sachs | 1,313.5 | 8.6 | 716.0 | 10.4 | 3 | 437.8 |
| 1 | J.P. Morgan | 414.0 | 2.7 | 153.0 | 2.2 | 1 | 414.0 |
| 1 | Jefferies | 349.5 | 2.3 | 215.0 | 3.1 | 2 | 174.8 |
| 1 | Morgan Stanley | 1,035.0 | 6.8 | 174.0 | 2.5 | 2 | 517.5 |
| 1 | Nomura | 200.0 | 1.3 | 102.0 | 1.5 | 1 | 200.0 |
| 1 | Odeon Capital Group | 350.0 | 2.3 | 59.0 | 0.9 | 1 | 350.0 |
| 1 | Oppenheimer & Co. | 200.0 | 1.3 | 68.0 | 1.0 | 1 | 200.0 |
| 1 | RBC Capital Markets | 345.0 | 2.3 | 75.0 | 1.1 | 1 | 345.0 |
| 1 | Robert W. Baird & Co. | 230.0 | 1.5 | 20.0 | 0.3 | 1 | 230.0 |
| 1 | Roth Capital Partners | 76.5 | 0.5 | 37.5 | 0.5 | 1 | 76.5 |
| 1 | Stifel, Nicolaus & Company | 230.0 | 1.5 | 50.0 | 0.7 | 1 | 230.0 |
| 1 | UBS Investment Bank | 230.0 | 1.5 | 130.0 | 1.9 | 1 | 230.0 |
| 1 | UBS Securities | 828.0 | 5.4 | 243.0 | 3.5 | 2 | 414.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 172.5 | 0.3 | 150.0 | 0.6 | 1 | 172.5 |
| 1 | Barclays | 1,692.0 | 2.7 | 618.2 | 2.3 | 6 | 282.0 |
| 1 | BofA Securities, Inc. | 3,235.6 | 5.1 | 1,014.5 | 3.8 | 7 | 462.2 |
| 1 | BTIG | 794.8 | 1.2 | 404.4 | 1.5 | 4 | 198.7 |
| 1 | Cantor Fitzgerald | 2,889.7 | 4.5 | 1,830.7 | 6.9 | 8 | 361.2 |
| 1 | Chardan | 275.0 | 0.4 | 182.5 | 0.7 | 2 | 137.5 |
| 1 | Citigroup | 11,763.8 | 18.4 | 3,781.1 | 14.3 | 16 | 735.2 |
| 1 | Cowen and Company | 798.0 | 1.3 | 240.7 | 0.9 | 3 | 266.0 |
| 1 | Credit Suisse | 6,736.8 | 10.6 | 4,059.5 | 15.4 | 12 | 561.4 |
| 1 | Deutsche Bank Securities | 3,277.7 | 5.1 | 1,578.6 | 6.0 | 9 | 364.2 |
| 1 | EarlyBirdCapital, Inc. | 549.2 | 0.9 | 325.0 | 1.2 | 2 | 274.6 |
| 1 | Evercore ISI | 414.0 | 0.6 | 334.8 | 1.3 | 1 | 414.0 |
| 1 | Goldman Sachs | 6,557.2 | 10.3 | 2,971.8 | 11.2 | 12 | 546.4 |
| 1 | I-Bankers Securities, Inc. | 100.0 | 0.2 | 49.5 | 0.2 | 1 | 100.0 |
| 1 | J.P. Morgan | 4,002.0 | 6.3 | 1,345.2 | 5.1 | 5 | 800.4 |
| 1 | Jefferies | 5,640.3 | 8.8 | 1,935.0 | 7.3 | 8 | 705.0 |
| 1 | Ladenburg Thalmann | 40.0 | 0.1 | 40.0 | 0.2 | 1 | 40.0 |
| 1 | Maxim Group | 76.2 | 0.1 | 75.0 | 0.3 | 1 | 76.2 |
| 1 | Mizuho Securities | 945.0 | 1.5 | 478.8 | 1.8 | 2 | 472.5 |
| 1 | Morgan Stanley | 2,963.0 | 4.6 | 1,085.3 | 4.1 | 5 | 592.6 |
| 1 | Nomura | 230.0 | 0.4 | 110.0 | 0.4 | 1 | 230.0 |
| 1 | Northland Capital Markets | 230.0 | 0.4 | 30.0 | 0.1 | 1 | 230.0 |
| 1 | Odeon Capital Group | 414.0 | 0.6 | 64.0 | 0.2 | 1 | 414.0 |
| 1 | Oppenheimer & Co. | 100.0 | 0.2 | 80.0 | 0.3 | 1 | 100.0 |
| 1 | Piper Sandler & Co. | 237.8 | 0.4 | 202.5 | 0.8 | 1 | 237.8 |
| 1 | Raymond James | 319.5 | 0.5 | 150.0 | 0.6 | 1 | 319.5 |
| 1 | RBC Capital Markets | 544.0 | 0.9 | 100.0 | 0.4 | 1 | 544.0 |
| 1 | Stifel, Nicolaus & Company | 826.7 | 1.3 | 218.7 | 0.8 | 3 | 275.6 |
| 1 | SVB Leerink | 166.8 | 0.3 | 145.0 | 0.5 | 1 | 166.8 |
| 1 | ThinkEquity | 237.8 | 0.4 | 22.5 | 0.1 | 1 | 237.8 |
| 1 | UBS Investment Bank | 2,121.2 | 3.3 | 1,553.8 | 5.9 | 6 | 353.5 |
| 1 | UBS Securities | 4,849.8 | 7.6 | 897.3 | 3.4 | 5 | 970.0 |
| 1 | Wells Fargo Securities | 575.0 | 0.9 | 370.0 | 1.4 | 2 | 287.5 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | Allen & Co. | 300.0 | 0.4 | 150.0 | 0.4 | 1 | 300.0 |
| 1 | Apollo Global Securities | 816.8 | 1.2 | 150.0 | 0.4 | 1 | 816.8 |
| 1 | B. Riley Securities | 906.5 | 1.3 | 833.0 | 2.4 | 4 | 226.6 |
| 1 | Barclays | 2,679.8 | 3.9 | 877.7 | 2.6 | 8 | 335.0 |
| 1 | BofA Securities, Inc. | 2,249.5 | 3.3 | 861.9 | 2.5 | 8 | 281.2 |
| 1 | BTIG | 1,276.0 | 1.9 | 460.5 | 1.4 | 4 | 319.0 |
| 1 | Cantor Fitzgerald | 4,466.3 | 6.6 | 3,404.2 | 10.0 | 15 | 297.8 |
| 1 | Chardan | 828.8 | 1.2 | 647.5 | 1.9 | 5 | 165.8 |
| 1 | Citigroup | 7,916.0 | 11.6 | 3,653.5 | 10.7 | 19 | 416.6 |
| 1 | Cowen and Company | 1,359.8 | 2.0 | 832.4 | 2.4 | 5 | 272.0 |
| 1 | Craig-Hallum Capital Group | 115.0 | 0.2 | 50.0 | 0.1 | 1 | 115.0 |
| 1 | Credit Suisse | 8,987.5 | 13.2 | 5,802.1 | 17.1 | 22 | 408.5 |
| 1 | Deutsche Bank Securities | 5,093.7 | 7.5 | 2,463.9 | 7.2 | 11 | 463.1 |
| 1 | EarlyBirdCapital, Inc. | 819.6 | 1.2 | 546.0 | 1.6 | 6 | 136.6 |
| 1 | Evercore ISI | 414.0 | 0.6 | 360.0 | 1.1 | 1 | 414.0 |
| 1 | Goldman Sachs | 5,744.1 | 8.4 | 2,369.3 | 7.0 | 13 | 441.9 |
| 1 | H.C. Wainwright & Co. | 104.8 | 0.2 | 30.0 | 0.1 | 1 | 104.8 |
| 1 | I-Bankers | 75.0 | 0.1 | 13.1 | 0.0 | 1 | 75.0 |
| 1 | I-Bankers Securities, Inc. | 375.0 | 0.6 | 260.0 | 0.8 | 3 | 125.0 |
| 1 | Imperial Capital | 75.0 | 0.1 | 43.1 | 0.1 | 1 | 75.0 |
| 1 | J.P. Morgan | 3,951.2 | 5.8 | 1,545.8 | 4.5 | 11 | 359.2 |
| 1 | Jefferies | 3,092.5 | 4.5 | 2,062.5 | 6.1 | 12 | 257.7 |
| 1 | JMP Securities | 373.8 | 0.5 | 43.1 | 0.1 | 2 | 186.9 |
| 1 | JonesTrading | 258.8 | 0.4 | 200.3 | 0.6 | 1 | 258.8 |
| 1 | Keefe, Bruyette & Woods | 230.0 | 0.3 | 20.0 | 0.1 | 1 | 230.0 |
| 1 | Ladenburg Thalmann | 267.9 | 0.4 | 93.3 | 0.3 | 3 | 89.3 |
| 1 | LifeSci Capital | 152.9 | 0.2 | 76.3 | 0.2 | 2 | 76.4 |
| 1 | Macquarie | 115.0 | 0.2 | 20.0 | 0.1 | 1 | 115.0 |
| 1 | Maxim Group | 162.0 | 0.2 | 130.5 | 0.4 | 2 | 81.0 |
| 1 | Mizuho Securities | 402.5 | 0.6 | 52.5 | 0.2 | 1 | 402.5 |
| 1 | Moelis & Company | 345.0 | 0.5 | 59.3 | 0.2 | 1 | 345.0 |
| 1 | Morgan Stanley | 5,221.6 | 7.7 | 2,320.9 | 6.8 | 15 | 348.1 |
| 1 | National Securites | 258.8 | 0.4 | 11.3 | 0.0 | 1 | 258.8 |
| 1 | Northland Capital Markets | 230.0 | 0.3 | 0.0 | 0.0 | 1 | 230.0 |
| 1 | Odeon Capital Group | 415.0 | 0.6 | 58.0 | 0.2 | 2 | 207.5 |
| 1 | Oppenheimer & Co. | 732.8 | 1.1 | 337.5 | 1.0 | 4 | 183.2 |
| 1 | PJT Partners | 450.0 | 0.7 | 80.0 | 0.2 | 1 | 450.0 |
| 1 | Raymond James | 450.4 | 0.7 | 320.0 | 0.9 | 2 | 225.2 |
| 1 | RBC Capital Markets | 956.3 | 1.4 | 271.5 | 0.8 | 3 | 318.8 |
| 1 | Robert W. Baird & Co. | 250.0 | 0.4 | 25.0 | 0.1 | 1 | 250.0 |
| 1 | Roth Capital Partners | 115.0 | 0.2 | 50.0 | 0.1 | 1 | 115.0 |
| 1 | Stifel, Nicolaus & Company | 828.3 | 1.2 | 278.0 | 0.8 | 4 | 207.1 |
| 1 | UBS Investment Bank | 2,505.0 | 3.7 | 1,118.1 | 3.3 | 6 | 417.5 |
| 1 | Wells Fargo Securities | 1,417.2 | 2.1 | 986.3 | 2.9 | 5 | 283.4 |
| 1 | William Blair | 275.0 | 0.4 | 59.4 | 0.2 | 1 | 275.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 175.0 | 0.8 | 175.0 | 1.7 | 1 | 175.0 |
| 1 | BofA Securities, Inc. | 1,966.5 | 8.9 | 733.5 | 7.2 | 3 | 655.5 |
| 1 | Cantor Fitzgerald | 500.0 | 2.3 | 396.0 | 3.9 | 2 | 250.0 |
| 1 | Chardan | 266.9 | 1.2 | 243.5 | 2.4 | 4 | 66.7 |
| 1 | Citigroup | 3,254.0 | 14.8 | 1,384.0 | 13.6 | 5 | 650.8 |
| 1 | Cowen and Company | 414.0 | 1.9 | 180.0 | 1.8 | 1 | 414.0 |
| 1 | Craig-Hallum Capital Group | 76.5 | 0.3 | 37.5 | 0.4 | 1 | 76.5 |
| 1 | Credit Suisse | 3,990.5 | 18.1 | 2,619.5 | 25.8 | 7 | 570.1 |
| 1 | Deutsche Bank Securities | 1,690.0 | 7.7 | 753.0 | 7.4 | 4 | 422.5 |
| 1 | EarlyBirdCapital, Inc. | 387.5 | 1.8 | 216.0 | 2.1 | 3 | 129.2 |
| 1 | Goldman Sachs | 3,333.5 | 15.1 | 1,600.0 | 15.8 | 6 | 555.6 |
| 1 | I-Bankers Securities, Inc. | 138.0 | 0.6 | 56.5 | 0.6 | 1 | 138.0 |
| 1 | Imperial Capital | 172.5 | 0.8 | 120.0 | 1.2 | 1 | 172.5 |
| 1 | J.P. Morgan | 414.0 | 1.9 | 153.0 | 1.5 | 1 | 414.0 |
| 1 | Jefferies | 579.5 | 2.6 | 281.0 | 2.8 | 3 | 193.2 |
| 1 | Maxim Group | 69.0 | 0.3 | 60.0 | 0.6 | 1 | 69.0 |
| 1 | Morgan Stanley | 1,460.0 | 6.6 | 274.0 | 2.7 | 3 | 486.7 |
| 1 | Nomura | 200.0 | 0.9 | 102.0 | 1.0 | 1 | 200.0 |
| 1 | Odeon Capital Group | 350.0 | 1.6 | 59.0 | 0.6 | 1 | 350.0 |
| 1 | Oppenheimer & Co. | 200.0 | 0.9 | 68.0 | 0.7 | 1 | 200.0 |
| 1 | RBC Capital Markets | 345.0 | 1.6 | 75.0 | 0.7 | 1 | 345.0 |
| 1 | Robert W. Baird & Co. | 230.0 | 1.0 | 20.0 | 0.2 | 1 | 230.0 |
| 1 | Roth Capital Partners | 76.5 | 0.3 | 37.5 | 0.4 | 1 | 76.5 |
| 1 | Stifel, Nicolaus & Company | 230.0 | 1.0 | 50.0 | 0.5 | 1 | 230.0 |
| 1 | UBS Investment Bank | 230.0 | 1.0 | 130.0 | 1.3 | 1 | 230.0 |
| 1 | UBS Securities | 1,288.0 | 5.8 | 324.0 | 3.2 | 4 | 322.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 546.3 | 2.5 | 475.0 | 4.1 | 3 | 182.1 |
| 1 | Barclays | 741.8 | 3.4 | 301.3 | 2.6 | 3 | 247.3 |
| 1 | BMO Capital Markets | 100.0 | 0.5 | 55.0 | 0.5 | 1 | 100.0 |
| 1 | BofA Securities, Inc. | 537.5 | 2.5 | 194.0 | 1.7 | 2 | 268.8 |
| 1 | BTIG | 1,600.8 | 7.4 | 729.9 | 6.3 | 7 | 228.7 |
| 1 | Cantor Fitzgerald | 3,638.3 | 16.8 | 2,566.1 | 22.2 | 14 | 259.9 |
| 1 | Chardan | 446.9 | 2.1 | 238.1 | 2.1 | 5 | 89.4 |
| 1 | Citigroup | 1,529.1 | 7.1 | 960.0 | 8.3 | 4 | 382.3 |
| 1 | Cowen and Company | 280.5 | 1.3 | 190.0 | 1.6 | 2 | 140.3 |
| 1 | Craig-Hallum Capital Group | 108.0 | 0.5 | 30.0 | 0.3 | 1 | 108.0 |
| 1 | Credit Suisse | 2,499.6 | 11.6 | 1,286.2 | 11.1 | 9 | 277.7 |
| 1 | Deutsche Bank Securities | 2,541.8 | 11.8 | 1,270.0 | 11.0 | 8 | 317.7 |
| 1 | EarlyBirdCapital, Inc. | 969.5 | 4.5 | 587.0 | 5.1 | 6 | 161.6 |
| 1 | Goldman Sachs | 2,102.7 | 9.7 | 864.8 | 7.5 | 6 | 350.4 |
| 1 | I-Bankers Securities, Inc. | 172.5 | 0.8 | 95.0 | 0.8 | 2 | 86.3 |
| 1 | J.P. Morgan | 575.0 | 2.7 | 166.7 | 1.4 | 2 | 287.5 |
| 1 | Jefferies | 488.8 | 2.3 | 395.0 | 3.4 | 2 | 244.4 |
| 1 | Maxim Group | 46.0 | 0.2 | 40.0 | 0.3 | 1 | 46.0 |
| 1 | Morgan Stanley | 645.0 | 3.0 | 241.7 | 2.1 | 2 | 322.5 |
| 1 | Nomura | 300.2 | 1.4 | 159.5 | 1.4 | 1 | 300.2 |
| 1 | Northland Capital Markets | 172.5 | 0.8 | 74.1 | 0.6 | 1 | 172.5 |
| 1 | Stifel, Nicolaus & Company | 530.2 | 2.5 | 111.9 | 1.0 | 2 | 265.1 |
| 1 | SVB Leerink | 100.0 | 0.5 | 45.0 | 0.4 | 1 | 100.0 |
| 1 | UBS Investment Bank | 603.8 | 2.8 | 435.0 | 3.8 | 2 | 301.9 |
| 1 | UBS Securities | 348.0 | 1.6 | 63.8 | 0.6 | 2 | 174.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | Barclays | 233.0 | 3.5 | 101.3 | 3.4 | 1 | 233.0 |
| 1 | BofA Securities, Inc. | 250.0 | 3.8 | 109.1 | 3.7 | 1 | 250.0 |
| 1 | BTIG | 680.8 | 10.2 | 193.6 | 6.6 | 3 | 226.9 |
| 1 | Cantor Fitzgerald | 680.8 | 10.2 | 385.3 | 13.1 | 3 | 226.9 |
| 1 | Chardan | 287.5 | 4.3 | 128.1 | 4.4 | 3 | 95.8 |
| 1 | Cowen and Company | 280.5 | 4.2 | 190.0 | 6.5 | 2 | 140.3 |
| 1 | Craig-Hallum Capital Group | 108.0 | 1.6 | 30.0 | 1.0 | 1 | 108.0 |
| 1 | Credit Suisse | 650.0 | 9.8 | 264.6 | 9.0 | 2 | 325.0 |
| 1 | Deutsche Bank Securities | 1,215.6 | 18.2 | 712.8 | 24.2 | 4 | 303.9 |
| 1 | EarlyBirdCapital, Inc. | 276.0 | 4.1 | 175.0 | 6.0 | 1 | 276.0 |
| 1 | Goldman Sachs | 938.6 | 14.1 | 345.0 | 11.7 | 3 | 312.9 |
| 1 | Nomura | 300.2 | 4.5 | 159.5 | 5.4 | 1 | 300.2 |
| 1 | Stifel, Nicolaus & Company | 530.2 | 8.0 | 111.9 | 3.8 | 2 | 265.1 |
| 1 | UBS Securities | 233.0 | 3.5 | 33.8 | 1.1 | 1 | 233.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 143.8 | 3.2 | 125.0 | 4.2 | 1 | 143.8 |
| 1 | BofA Securities, Inc. | 287.5 | 6.4 | 84.9 | 2.9 | 1 | 287.5 |
| 1 | Cantor Fitzgerald | 987.5 | 22.0 | 861.0 | 29.0 | 3 | 329.2 |
| 1 | Chardan | 115.0 | 2.6 | 70.0 | 2.4 | 1 | 115.0 |
| 1 | Citigroup | 940.0 | 20.9 | 795.0 | 26.8 | 2 | 470.0 |
| 1 | Credit Suisse | 287.5 | 6.4 | 157.6 | 5.3 | 1 | 287.5 |
| 1 | Deutsche Bank Securities | 400.0 | 8.9 | 169.8 | 5.7 | 1 | 400.0 |
| 1 | EarlyBirdCapital, Inc. | 172.5 | 3.8 | 72.0 | 2.4 | 1 | 172.5 |
| 1 | Goldman Sachs | 400.0 | 8.9 | 169.8 | 5.7 | 1 | 400.0 |
| 1 | I-Bankers Securities, Inc. | 115.0 | 2.6 | 45.0 | 1.5 | 1 | 115.0 |
| 1 | Jefferies | 316.3 | 7.0 | 275.0 | 9.3 | 1 | 316.3 |
| 1 | Maxim Group | 46.0 | 1.0 | 40.0 | 1.3 | 1 | 46.0 |
| 1 | Northland Capital Markets | 172.5 | 3.8 | 74.1 | 2.5 | 1 | 172.5 |
| 1 | UBS Securities | 115.0 | 2.6 | 30.0 | 1.0 | 1 | 115.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 253.0 | 4.4 | 220.0 | 7.8 | 1 | 253.0 |
| 1 | BTIG | 460.0 | 8.1 | 275.0 | 9.8 | 2 | 230.0 |
| 1 | Cantor Fitzgerald | 925.0 | 16.3 | 539.8 | 19.2 | 3 | 308.3 |
| 1 | Chardan | 44.4 | 0.8 | 40.0 | 1.4 | 1 | 44.4 |
| 1 | Citigroup | 589.1 | 10.3 | 165.0 | 5.9 | 2 | 294.6 |
| 1 | Credit Suisse | 937.9 | 16.5 | 505.5 | 18.0 | 4 | 234.5 |
| 1 | Deutsche Bank Securities | 926.3 | 16.3 | 387.5 | 13.8 | 3 | 308.8 |
| 1 | EarlyBirdCapital, Inc. | 172.5 | 3.0 | 100.0 | 3.6 | 1 | 172.5 |
| 1 | Goldman Sachs | 764.1 | 13.4 | 350.0 | 12.5 | 2 | 382.1 |
| 1 | J.P. Morgan | 275.0 | 4.8 | 75.0 | 2.7 | 1 | 275.0 |
| 1 | Morgan Stanley | 345.0 | 6.1 | 150.0 | 5.3 | 1 | 345.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 149.5 | 3.1 | 130.0 | 4.5 | 1 | 149.5 |
| 1 | Barclays | 508.8 | 10.7 | 200.0 | 7.0 | 2 | 254.4 |
| 1 | BMO Capital Markets | 100.0 | 2.1 | 55.0 | 1.9 | 1 | 100.0 |
| 1 | BTIG | 460.0 | 9.6 | 261.3 | 9.1 | 2 | 230.0 |
| 1 | Cantor Fitzgerald | 1,045.0 | 21.9 | 780.0 | 27.3 | 5 | 209.0 |
| 1 | Credit Suisse | 624.3 | 13.1 | 358.4 | 12.5 | 2 | 312.1 |
| 1 | EarlyBirdCapital, Inc. | 348.5 | 7.3 | 240.0 | 8.4 | 3 | 116.2 |
| 1 | I-Bankers Securities, Inc. | 57.5 | 1.2 | 50.0 | 1.7 | 1 | 57.5 |
| 1 | J.P. Morgan | 300.0 | 6.3 | 91.7 | 3.2 | 1 | 300.0 |
| 1 | Jefferies | 172.5 | 3.6 | 120.0 | 4.2 | 1 | 172.5 |
| 1 | Morgan Stanley | 300.0 | 6.3 | 91.7 | 3.2 | 1 | 300.0 |
| 1 | SVB Leerink | 100.0 | 2.1 | 45.0 | 1.6 | 1 | 100.0 |
| 1 | UBS Investment Bank | 603.8 | 12.7 | 435.0 | 15.2 | 2 | 301.9 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 143.8 | 1.3 | 125.0 | 2.1 | 1 | 143.8 |
| 1 | Barclays | 233.0 | 2.1 | 101.3 | 1.7 | 1 | 233.0 |
| 1 | BofA Securities, Inc. | 537.5 | 4.8 | 194.0 | 3.3 | 2 | 268.8 |
| 1 | BTIG | 680.8 | 6.1 | 193.6 | 3.3 | 3 | 226.9 |
| 1 | Cantor Fitzgerald | 1,668.3 | 14.9 | 1,246.3 | 21.1 | 6 | 278.1 |
| 1 | Chardan | 402.5 | 3.6 | 198.1 | 3.4 | 4 | 100.6 |
| 1 | Citigroup | 940.0 | 8.4 | 795.0 | 13.5 | 2 | 470.0 |
| 1 | Cowen and Company | 280.5 | 2.5 | 190.0 | 3.2 | 2 | 140.3 |
| 1 | Craig-Hallum Capital Group | 108.0 | 1.0 | 30.0 | 0.5 | 1 | 108.0 |
| 1 | Credit Suisse | 937.5 | 8.4 | 422.3 | 7.1 | 3 | 312.5 |
| 1 | Deutsche Bank Securities | 1,615.6 | 14.5 | 882.5 | 14.9 | 5 | 323.1 |
| 1 | EarlyBirdCapital, Inc. | 448.5 | 4.0 | 247.0 | 4.2 | 2 | 224.3 |
| 1 | Goldman Sachs | 1,338.6 | 12.0 | 514.8 | 8.7 | 4 | 334.6 |
| 1 | I-Bankers Securities, Inc. | 115.0 | 1.0 | 45.0 | 0.8 | 1 | 115.0 |
| 1 | Jefferies | 316.3 | 2.8 | 275.0 | 4.7 | 1 | 316.3 |
| 1 | Maxim Group | 46.0 | 0.4 | 40.0 | 0.7 | 1 | 46.0 |
| 1 | Nomura | 300.2 | 2.7 | 159.5 | 2.7 | 1 | 300.2 |
| 1 | Northland Capital Markets | 172.5 | 1.5 | 74.1 | 1.3 | 1 | 172.5 |
| 1 | Stifel, Nicolaus & Company | 530.2 | 4.7 | 111.9 | 1.9 | 2 | 265.1 |
| 1 | UBS Securities | 348.0 | 3.1 | 63.8 | 1.1 | 2 | 174.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 625.3 | 3.5 | 515.5 | 5.9 | 3 | 208.4 |
| 1 | BofA Securities, Inc. | 1,897.5 | 10.7 | 643.0 | 7.3 | 5 | 379.5 |
| 1 | BTIG | 299.3 | 1.7 | 55.0 | 0.6 | 2 | 149.6 |
| 1 | Cantor Fitzgerald | 1,526.1 | 8.6 | 1,113.0 | 12.7 | 7 | 218.0 |
| 1 | Chardan | 2,055.9 | 11.6 | 717.2 | 8.2 | 14 | 146.9 |
| 1 | CIM Securities | 115.0 | 0.6 | 0.5 | 0.0 | 1 | 115.0 |
| 1 | Citigroup | 1,882.0 | 10.6 | 1,133.4 | 12.9 | 4 | 470.5 |
| 1 | CLSA | 258.0 | 1.4 | 45.0 | 0.5 | 1 | 258.0 |
| 1 | Cowen and Company | 230.0 | 1.3 | 165.0 | 1.9 | 1 | 230.0 |
| 1 | Credit Suisse | 2,212.0 | 12.4 | 913.9 | 10.4 | 5 | 442.4 |
| 1 | Deutsche Bank Securities | 1,250.0 | 7.0 | 751.8 | 8.6 | 4 | 312.5 |
| 1 | Dowling & Partners | 172.5 | 1.0 | 42.0 | 0.5 | 1 | 172.5 |
| 1 | EarlyBirdCapital, Inc. | 1,527.9 | 8.6 | 843.5 | 9.6 | 9 | 169.8 |
| 1 | Goldman Sachs | 1,215.0 | 6.8 | 711.3 | 8.1 | 3 | 405.0 |
| 1 | I-Bankers | 63.3 | 0.4 | 27.5 | 0.3 | 1 | 63.3 |
| 1 | Jefferies | 564.3 | 3.2 | 420.0 | 4.8 | 3 | 188.1 |
| 1 | Ladenburg Thalmann | 115.0 | 0.6 | 92.5 | 1.1 | 1 | 115.0 |
| 1 | Macquarie | 200.0 | 1.1 | 59.0 | 0.7 | 1 | 200.0 |
| 1 | Maxim Group | 63.3 | 0.4 | 55.0 | 0.6 | 1 | 63.3 |
| 1 | Morgan Stanley | 200.0 | 1.1 | 67.5 | 0.8 | 1 | 200.0 |
| 1 | Oppenheimer & Co. | 657.8 | 3.7 | 235.4 | 2.7 | 2 | 328.9 |
| 1 | Raymond James | 155.3 | 0.9 | 44.6 | 0.5 | 1 | 155.3 |
| 1 | UBS Securities | 508.0 | 2.9 | 137.5 | 1.6 | 2 | 254.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 125.0 | 3.1 | 125.0 | 6.4 | 1 | 125.0 |
| 1 | BofA Securities, Inc. | 625.0 | 15.3 | 276.5 | 14.2 | 2 | 312.5 |
| 1 | Cantor Fitzgerald | 380.5 | 9.3 | 268.0 | 13.7 | 2 | 190.3 |
| 1 | Chardan | 495.5 | 12.2 | 50.0 | 2.6 | 3 | 165.2 |
| 1 | CIM Securities | 115.0 | 2.8 | 0.5 | 0.0 | 1 | 115.0 |
| 1 | Citigroup | 200.0 | 4.9 | 200.0 | 10.2 | 1 | 200.0 |
| 1 | Credit Suisse | 300.0 | 7.4 | 160.1 | 8.2 | 1 | 300.0 |
| 1 | Deutsche Bank Securities | 850.0 | 20.9 | 376.8 | 19.3 | 3 | 283.3 |
| 1 | Dowling & Partners | 172.5 | 4.2 | 42.0 | 2.2 | 1 | 172.5 |
| 1 | EarlyBirdCapital, Inc. | 172.5 | 4.2 | 130.0 | 6.7 | 2 | 86.3 |
| 1 | Goldman Sachs | 525.0 | 12.9 | 231.3 | 11.8 | 2 | 262.5 |
| 1 | Ladenburg Thalmann | 115.0 | 2.8 | 92.5 | 4.7 | 1 | 115.0 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 500.3 | 8.8 | 390.5 | 14.2 | 2 | 250.1 |
| 1 | BofA Securities, Inc. | 632.5 | 11.1 | 199.1 | 7.2 | 1 | 632.5 |
| 1 | Cantor Fitzgerald | 258.0 | 4.5 | 145.0 | 5.3 | 1 | 258.0 |
| 1 | Chardan | 689.3 | 12.1 | 223.0 | 8.1 | 3 | 229.8 |
| 1 | CLSA | 258.0 | 4.5 | 45.0 | 1.6 | 1 | 258.0 |
| 1 | Cowen and Company | 230.0 | 4.0 | 165.0 | 6.0 | 1 | 230.0 |
| 1 | Credit Suisse | 920.0 | 16.1 | 485.4 | 17.7 | 2 | 460.0 |
| 1 | EarlyBirdCapital, Inc. | 676.0 | 11.8 | 298.5 | 10.9 | 3 | 225.3 |
| 1 | Goldman Sachs | 690.0 | 12.1 | 480.0 | 17.5 | 1 | 690.0 |
| 1 | Oppenheimer & Co. | 414.0 | 7.2 | 174.7 | 6.4 | 1 | 414.0 |
| 1 | Raymond James | 155.3 | 2.7 | 44.6 | 1.6 | 1 | 155.3 |
| 1 | UBS Securities | 287.5 | 5.0 | 97.5 | 3.5 | 1 | 287.5 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | BTIG | 169.3 | 5.3 | 22.5 | 1.2 | 1 | 169.3 |
| 1 | Cantor Fitzgerald | 40.0 | 1.3 | 40.0 | 2.1 | 1 | 40.0 |
| 1 | Chardan | 259.3 | 8.2 | 177.0 | 9.1 | 3 | 86.4 |
| 1 | Citigroup | 1,242.0 | 39.1 | 743.4 | 38.4 | 2 | 621.0 |
| 1 | Credit Suisse | 552.0 | 17.4 | 158.4 | 8.2 | 1 | 552.0 |
| 1 | Deutsche Bank Securities | 400.0 | 12.6 | 375.0 | 19.4 | 1 | 400.0 |
| 1 | EarlyBirdCapital, Inc. | 250.0 | 7.9 | 206.3 | 10.6 | 1 | 250.0 |
| 1 | Jefferies | 200.0 | 6.3 | 160.0 | 8.3 | 1 | 200.0 |
| 1 | Maxim Group | 63.3 | 2.0 | 55.0 | 2.8 | 1 | 63.3 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | BofA Securities, Inc. | 640.0 | 13.2 | 167.5 | 7.8 | 2 | 320.0 |
| 1 | BTIG | 130.0 | 2.7 | 32.5 | 1.5 | 1 | 130.0 |
| 1 | Cantor Fitzgerald | 847.6 | 17.5 | 660.0 | 30.7 | 3 | 282.5 |
| 1 | Chardan | 611.9 | 12.7 | 267.2 | 12.4 | 5 | 122.4 |
| 1 | Citigroup | 440.0 | 9.1 | 190.0 | 8.8 | 1 | 440.0 |
| 1 | Credit Suisse | 440.0 | 9.1 | 110.0 | 5.1 | 1 | 440.0 |
| 1 | EarlyBirdCapital, Inc. | 429.4 | 8.9 | 208.8 | 9.7 | 3 | 143.1 |
| 1 | I-Bankers | 63.3 | 1.3 | 27.5 | 1.3 | 1 | 63.3 |
| 1 | Jefferies | 364.3 | 7.5 | 260.0 | 12.1 | 2 | 182.1 |
| 1 | Macquarie | 200.0 | 4.1 | 59.0 | 2.7 | 1 | 200.0 |
| 1 | Morgan Stanley | 200.0 | 4.1 | 67.5 | 3.1 | 1 | 200.0 |
| 1 | Oppenheimer & Co. | 243.8 | 5.0 | 60.8 | 2.8 | 1 | 243.8 |
| 1 | UBS Securities | 220.5 | 4.6 | 40.0 | 1.9 | 1 | 220.5 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 625.3 | 6.4 | 515.5 | 11.0 | 3 | 208.4 |
| 1 | BofA Securities, Inc. | 1,257.5 | 12.8 | 475.5 | 10.1 | 3 | 419.2 |
| 1 | Cantor Fitzgerald | 638.5 | 6.5 | 413.0 | 8.8 | 3 | 212.8 |
| 1 | Chardan | 1,184.8 | 12.1 | 273.0 | 5.8 | 6 | 197.5 |
| 1 | CIM Securities | 115.0 | 1.2 | 0.5 | 0.0 | 1 | 115.0 |
| 1 | Citigroup | 200.0 | 2.0 | 200.0 | 4.3 | 1 | 200.0 |
| 1 | CLSA | 258.0 | 2.6 | 45.0 | 1.0 | 1 | 258.0 |
| 1 | Cowen and Company | 230.0 | 2.4 | 165.0 | 3.5 | 1 | 230.0 |
| 1 | Credit Suisse | 1,220.0 | 12.5 | 645.5 | 13.7 | 3 | 406.7 |
| 1 | Deutsche Bank Securities | 850.0 | 8.7 | 376.8 | 8.0 | 3 | 283.3 |
| 1 | Dowling & Partners | 172.5 | 1.8 | 42.0 | 0.9 | 1 | 172.5 |
| 1 | EarlyBirdCapital, Inc. | 848.5 | 8.7 | 428.5 | 9.1 | 5 | 169.7 |
| 1 | Goldman Sachs | 1,215.0 | 12.4 | 711.3 | 15.1 | 3 | 405.0 |
| 1 | Ladenburg Thalmann | 115.0 | 1.2 | 92.5 | 2.0 | 1 | 115.0 |
| 1 | Oppenheimer & Co. | 414.0 | 4.2 | 174.7 | 3.7 | 1 | 414.0 |
| 1 | Raymond James | 155.3 | 1.6 | 44.6 | 0.9 | 1 | 155.3 |
| 1 | UBS Securities | 287.5 | 2.9 | 97.5 | 2.1 | 1 | 287.5 |
| Rank | Underwriter | Volume ($mm) | Volume % Mkt Share | Volume Sold ($mm) | Volume Sold % Mkt Share | Total Deal Count | Average Deal Size |
|---|---|---|---|---|---|---|---|
| 1 | B. Riley Securities | 345.0 | 1.8 | 95.7 | 1.3 | 2 | 172.5 |
| 1 | BofA Securities, Inc. | 460.0 | 2.4 | 160.0 | 2.1 | 1 | 460.0 |
| 1 | Cantor Fitzgerald | 1,130.0 | 5.8 | 841.2 | 11.2 | 4 | 282.5 |
| 1 | Chardan | 384.5 | 2.0 | 49.8 | 0.7 | 4 | 96.1 |
| 1 | Citigroup | 2,924.8 | 15.0 | 1,012.5 | 13.5 | 5 | 585.0 |
| 1 | Cowen and Company | 287.5 | 1.5 | 216.3 | 2.9 | 2 | 143.8 |
| 1 | Credit Suisse | 3,284.0 | 16.9 | 1,434.7 | 19.1 | 6 | 547.3 |
| 1 | Deutsche Bank Securities | 3,659.8 | 18.8 | 1,307.0 | 17.4 | 7 | 522.8 |
| 1 | EarlyBirdCapital, Inc. | 1,214.2 | 6.2 | 729.5 | 9.7 | 8 | 151.8 |
| 1 | FBR | 230.0 | 1.2 | 150.0 | 2.0 | 1 | 230.0 |
| 1 | Goldman Sachs | 2,135.0 | 11.0 | 435.0 | 5.8 | 3 | 711.7 |
| 1 | J.P. Morgan | 1,197.5 | 6.1 | 172.5 | 2.3 | 3 | 399.2 |
| 1 | Ladenburg Thalmann | 115.0 | 0.6 | 47.0 | 0.6 | 1 | 115.0 |
| 1 | Macquarie | 207.0 | 1.1 | 131.4 | 1.7 | 1 | 207.0 |
| 1 | Maxim Group | 282.0 | 1.4 | 166.0 | 2.2 | 2 | 141.0 |
| 1 | Morgan Stanley | 200.0 | 1.0 | 140.0 | 1.9 | 1 | 200.0 |
| 1 | National Bank of Canada Financial | 229.2 | 1.2 | 84.0 | 1.1 | 1 | 229.2 |
| 1 | RBC Capital Markets | 345.0 | 1.8 | 105.0 | 1.4 | 1 | 345.0 |
| 1 | Stifel, Nicolaus & Company | 556.7 | 2.9 | 135.9 | 1.8 | 2 | 278.3 |
| 1 | Wells Fargo Securities | 300.0 | 1.5 | 112.5 | 1.5 | 1 | 300.0 |
Source: SPACInsider; SEC.gov